Pacific Wealth Partners
Boutique RIA, 6 advisors, $400M AUM.
A four-agent preset for RIAs and boutique investment firms - Managing Partner, Associate Advisor, Portfolio Analyst, Compliance Officer - wired with custodian platforms (Schwab / Fidelity / Pershing), portfolio management tools (Orion / Black Diamond / Tamarac), and the SEC / state RIA compliance cadence.
Try it now
→ kwave.ai| Content | Count |
|---|---|
| Agents | 4 |
| Skills | 8 |
| Companies running this | 4 |
4 AI agents wired for this role. The CEO Dashboard is the hub; the rest report up to the CEO unless flagged owner-direct (escalation paths that bypass the CEO, like crisis routing).
| Agent | Role | Reports to |
|---|---|---|
| Managing Partner | Senior Advisor | owner-direct |
| Associate Advisor | Client-Facing | managing-partner |
| Portfolio Analyst | Trading + Rebalancing | managing-partner |
| Compliance Officer | CCO | managing-partner |
8 workflows the agents can run for you. Each is triggered by natural-language commands. The full SKILL.md (inputs, procedure, output format, write guards) is mounted in your workspace under .claude/skills/<slug>/ after install.
| Skill | Description |
|---|---|
| client-onboarding | Use when onboarding new clients - KYC / AML / suitability assessment, account-opening docs at custodian (Schwab / Fidelity / Pershing), ACAT transfer initiation, investment-advisory agreement signed. |
| ips-drafting | Use when drafting Investment Policy Statements - risk profile assessment, time horizon, return target, asset-allocation policy with bands, rebalancing rules, restrictions. |
| portfolio-rebalancing | Use when running quarterly rebalancing - flags drift against IPS targets, drafts rebalancing trade list, generates trade tickets in Orion / Tamarac / Black Diamond. |
| performance-reporting | Use when running quarterly client performance - generates per-account performance vs benchmark, time-weighted vs money-weighted returns, narrative commentary, sends client report. |
| tax-loss-harvest | Use when running tax-loss harvesting in Q4 (Oct-Dec) - surfaces TLH opportunities account by account, respects 30-day wash-sale rule, drafts trade list, integrates with year-end tax planning. |
| client-review-prep | Use when preparing for quarterly / annual client reviews - assembles agenda, performance deck, planning topics (Roth conversion, RMD, estate updates), prep notes for advisor. |
| compliance-monitoring | Use when running daily / monthly compliance - marketing material review, gift / entertainment logs, code-of-ethics certifications, ADV update prep, books + records retention. |
| billing-aum | Use when running quarterly AUM-based fee billing - calculates fees per account / per tier, drafts invoices, posts to client accounts (custodian deducts directly or invoiced). |
Public listings only — opted in by the company. 4 companies below.
Create a company in KWAVE and the full Investment Firm preset above runs in your workspace from day one - all 4 AI agents and 8 skills, wired and ready.
Detailed workflow guides for each skill live inside the workspace dashboard. Sign up at kwave.ai to access them.